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Indiana Public Records < Indiana Foia Laws

Indiana Foia Laws.

Introduction to Indiana’s Public Access Laws

Indiana’s pledge to governmental openness is showcased in two significant legislative acts: the Access to Public Records Act (APRA) and the Open Door Law (ODL). These statutes constitute the cornerstone of the state’s public access architecture, ensuring individuals possess the entitlement to examine and duplicate public records and attend governmental assemblies.

The Indiana Public Access Counselor fulfills a pivotal role in interpreting and upholding these statutes. Formed in 1999, this bureau offers advice to both the populace and governmental bodies on concerns related to access to public records and gatherings. Although the Counselor can issue suggestive opinions, enforcement is ultimately governed by the judicial system.

Indiana Access to Public Records Act (APRA)

Definition and Purpose

The Access to Public Records Act, anchored in Indiana Code § 5-14-3, affirms the essential right of Indiana inhabitants to access and retrieve copies of public records. The statute’s intent is to promote openness in governmental activities and hold public servants responsible.

APRA casts a wide net in defining public records as any material that is “created, received, retained, maintained, or filed by or with a public agency.” This sweeping definition encompasses an extensive variety of materials, from emails and financial accounts to meeting logs and official dispatches.

Scope of Public Records

Under APRA, the default assumption is that all documentation of public agencies is available unless explicitly excluded by statute. This spans documents from all government sectors – executive, legislative, and judicial – as well as local entities and certain non-governmental organizations that obtain public financing or execute governmental responsibilities.

The Indiana Office of Technology manages a significant portion of the state’s digital records and plays a key role in simplifying access to electronic public materials.

Who Can Request Records

One of the compelling aspects of Indiana’s public records law is that it doesn’t confine access based on residency. Anyone, irrespective of their state or national domicile, can file a request for public records in Indiana. This inclusiveness fosters transparency beyond state lines and invites broader examination of Indiana’s governmental activities.

Types of Public Records Covered by APRA

Government Documents

APRA encompasses an extensive assortment of governmental materials, including but not restricted to:

  • Official studies and reports
  • Financial plans and budget reports
  • Correspondence and electronic communications of public officials
  • Logs and agendas of meetings
  • Contracts and formal agreements

The Indiana Archives and Records Administration is tasked with safeguarding a significant portion of these materials and can serve as a valuable archive for historical documentation.

Financial Records

Financial openness is a cornerstone of APRA. Citizens hold the right to review:

  • Agency budgetary plans and expenditure summaries
  • Salary data of public employees
  • Contractual documents and procurement details
  • Auditing reports

The Indiana State Board of Accounts carries out audits of state and local governmental entities, and these audit reports are typically open to the public.

Law Enforcement Records

While some law enforcement documents are withheld to preserve ongoing investigations, many are accessible under APRA, including:

  • Arrest logs and incident summaries
  • 911 call data
  • Crime figures

The Indiana State Police holds various public records, including accident reports and criminal history information.

Environmental Data

Environmental records are essential for community health and safety. APRA grants access to:

  • Environmental impact assessments
  • Pollution monitoring data and reports
  • Permits and violations

The Indiana Department of Environmental Management serves as a primary repository for such records.

Exemptions and Restrictions

Confidential Information

APRA outlines 12 classes of records that are compulsorily confidential, including:

  • Records rendered confidential by federal statutes
  • Commercial trade secrets
  • Certain medical and financial details of individuals
  • Academic records
  • Social Security information

These exemptions are intended to safeguard personal privacy and sensitive data.

Personal Privacy Protections

Indiana legislation acknowledges the necessity to balance openness with personal confidentiality. As such, specific personal details are shielded from public exposure, including:

  • Home addresses of public workers
  • Health records
  • Certain employment file data

The Indiana Department of Workforce Development oversees numerous records containing sensitive personal details and must meticulously navigate these privacy safeguards.

Security-Related Exemptions

For public safety reasons, APRA withholds specific security-related information from public view, such as:

  • Assessments of infrastructure weaknesses
  • Security arrangements for public buildings
  • Certain law enforcement strategies and procedures

The Indiana Department of Homeland Security often manages records that fit within these exemptions.

Requesting Public Records in Indiana

How to Submit a Request

Requests for public records in Indiana must be crafted with “reasonable particularity.” Though this term isn’t clearly defined in the law, it generally suggests that requests need to be precise enough for the agency to locate the desired documents.

To submit a request:

  1. Identify the body holding the records
  2. Offer a clear account of the sought materials
  3. Submit the request in writing (although some agencies may accept oral requests)

Many agencies, like the Indiana Department of Transportation, offer online submission forms for public records requests.

Response Timelines

Under APRA, agencies must acknowledge requests within designated periods:

  • For in-person, phone, or faxed requests: within 24 hours
  • For mailed or emailed requests: within 7 days

It’s essential to note that these timelines refer to acknowledging the request, not necessarily providing the records. The actual delivery of records must occur within a “reasonable time,” depending on the request’s scope and complexity.

Fees and Costs

APRA permits agencies to levy reasonable fees for copying and, in some cases, for search time. However, merely inspecting records is free of charge. The statute sets upper limits on per-page copying fees and mandates that agencies waive charges below a specified threshold.

For advanced access to records (like online electronic access), agencies may impose extra charges, as outlined in Indiana Code § 5-14-3-3.5.

Indiana Open Door Law

Definition and Purpose

The Indiana Open Door Law, located in Indiana Code § 5-14-1.5, mandates that the formal actions of public agencies be carried out openly. This law requires that meetings of public agency governing bodies be open to the public, with some exceptions.

The Open Door Law is intended to guarantee that Indiana residents have full access to their government’s activities, fostering accountability and informed participation by citizens.

Types of Meetings Covered

The Open Door Law applies to assemblies of governing bodies of all public agencies at the state and local levels. This encompasses:

  • City councils and county boards
  • School districts
  • State boards and commissions
  • Legislative committees

A “meeting” refers to any gathering of the majority of the governing body where official action is taken on public matters.

Notice Requirements

Public agencies must provide notice of their meetings, including:

  • Date, time, and location of the meeting
  • Name of the governing body
  • Agenda (if available)

Notice must be posted at the agency’s main office and shared with news media that have requested such notices. For regular meetings, notice must be posted at least 48 hours in advance, excluding weekends and holidays.

Executive Sessions

Although most gatherings must be open to the public, the Open Door Law allows for private executive sessions under certain conditions, such as:

  • Strategic discussions for collective bargaining
  • Job candidate interviews
  • Pending litigation discussions

However, final decisions on these matters must occur in an open session.

Enforcement and Appeals

Public Access Counselor

The Office of the Public Access Counselor serves a critical role in ensuring adherence to Indiana’s public access laws. The Counselor may:

  • Issue advisory rulings on APRA and ODL issues
  • Provide educational tools and training
  • Mediate informal conflicts

While the Counselor’s rulings aren’t binding, they are influential and frequently relied upon in court decisions.

Legal Remedies

If someone believes their rights under APRA or ODL have been violated, they may:

  1. File a complaint with the Public Access Counselor
  2. File a legal challenge in the appropriate court

The Indiana Court of Appeals has the authority to hear appeals related to public access disputes.

Penalties for Non-Compliance

Agencies found in violation of APRA or ODL may face:

  • Civil fines up to $100 per infraction
  • Compensation of legal fees and court costs
  • Nullification of actions taken in breach of the Open Door Law

The Indiana Attorney General’s Office may also pursue cases to enforce these statutes.